Search for: "Citadel Securities LLC"
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4 Apr 2017, 2:37 pm
Contracts — Rent — Perfected security interest 1802 Brightseat Road, LLC, (“the LLC”) the owner of an office building located at 1802 Brightseat Road, owes money to both Citadel Land, Inc. [read post]
22 Sep 2023, 7:06 am
The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires…Read the Full Press Release Have a securities law question? [read post]
13 Mar 2009, 4:08 pm
These conditional exemptions, based on a request by the CME and Citadel Investment Group LLC,... [read post]
16 Mar 2009, 2:42 pm
These conditional exemptions, based on a request by the CME and Citadel Investment Group LLC,... [read post]
15 Dec 2015, 7:34 am
The court said that Citadel had not exhausted all available administrative remedies before turning to the courts for relief (Citadel Securities, LLC, v. [read post]
9 May 2018, 5:00 am
In late 2015, the Seventh Circuit upheld the dismissal of a lawsuit brought by Citadel Securities, LLC and other market makers against several options exchanges. [read post]
24 Jan 2011, 4:44 am
• Citadel Partners LLC, which provided employees to the St. [read post]
23 Jan 2015, 10:00 am
Given the value of this data to Citadel's HFT platform, and the security measures it used (detailed at length in the indictment), it is not difficult to see how this conduct rose of the level of trade secrets misappropriation. [read post]
16 Oct 2012, 9:30 pm
” Jamil Nazrali, representing the investment firm Citadel LLC, also agreed with the premise of the kill switch. [read post]
9 May 2012, 9:37 am
Shaw & Co. and Citadel LLC warned in its letter that any delay would weaken markets, limit the U.S. [read post]
21 May 2021, 10:23 am
Three broker-dealers—Citadel Securities LLC, Natixis Securities Americas LLC, and MUFG Securities Americas Inc. [read post]
18 Feb 2021, 10:55 am
Vlad Tenev, Robinhood co-founder; Ken Griffin, hedge-fund manager at Citadel LLC; and Keith Gill, a trader known by the alias “Roaring Kitty” are some of the individuals testifying. [read post]
8 Jul 2019, 7:32 am
Stephen Berger, managing director and global head of government & regulatory policy at Citadel LLC, testifying on behalf of the Managed Funds Association (MFA) said that the MFA has been actively engaging with policymakers to address complexities arising from Brexit. [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s order, Citadel Securities incorrectly marked [read post]
15 Nov 2023, 6:26 am
Goldman admitted the findings in the SEC’s order and paid a $6 million civil penalty to resolve the SEC’s charges; The SEC charged broker-dealer Citadel Securities LLC with violating a provision of Regulation SHO that requires broker-dealers to mark sale orders as long, short, or short exempt. [read post]
18 Mar 2021, 8:09 am
The SEC should also consider improving transparency in the securities lending market by establishing an analogous Consolidated Tape for securities lending. [read post]
2 Jun 2023, 12:02 am
EPC MD 15, LLC, 822 S.E.2d 351, 355 (Va. 2019), as is the case here. [read post]
15 Jan 2008, 3:06 am
International Securities Exchange, LLC filed 01/31/07 1:07-cv-00643 Baseball Marketing Ideas, L.L.C. v. [read post]
4 Aug 2022, 10:53 am
The other case in this category is Citadel Securities LLC v. [read post]
8 Mar 2021, 7:23 pm
Citadel LLC—Melvin Capital’s partner group—and Point72 Asset Management infused $2.75 billion into Melvin Capital as an emergency measure after the hedge fund was forced to sell its GameStop stocks in order to close its position and protect against further losses, indicating a short squeeze. [read post]
